Securities Investment Promotion Act of 1996 report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1815. by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

Cover of: Securities Investment Promotion Act of 1996 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.

Published by U.S. G.P.O. in Washington .

Written in English

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Subjects:

  • Investment advisors -- Legal status, laws, etc. -- United States,
  • Mutual funds -- Law and legislation -- United States,
  • Small business investment companies -- Law and legislation -- United States,
  • Securities -- United States

Edition Notes

Book details

SeriesReport / 104th Congress, 2d session, Senate -- 104-293.
The Physical Object
Paginationiv, 40 p. ;
Number of Pages40
ID Numbers
Open LibraryOL17739831M
OCLC/WorldCa35187582

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” Section 2. This Act shall come into force as from the day following the. Act regulates the terms and procedure for the promotion of investments in the territory of the Republic of Bulgaria, the operation of State bodies in the field of investment promotion, as well as protection of investments.

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This Act is called the “Investment Promotion Act, B.E. ” Section 2. An application for certification under Section 28(1) of the Act shall be in Form 3 and shall contain the particulars provided for by Form 3. FEES. 3(1) 4 5The fee for the purposes of Section 28(2)(d) of the Act is K2, 3 Section 6 repealed and replaced by the Investment Promotion (Amendment) Regulation (No.

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Definitions. 1 (1) In this Act: " adviser " means a person engaging in, or holding himself, herself or itself out as engaging in, the business of advising another with respect to investment in or the purchase or sale of securities or trades of derivatives; " associate " means, if used to indicate a relationship with any person, (a) a partner, other than a limited partner, of that person.

(a) Application This Rule shall apply exclusively to the activities of members in connection with the securities of companies registered under the Investment Company Act; provided however, that Rule shall apply, in lieu of this Rule, to members' activities in connection with "variable contracts" as defined therein.

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[microform]: hearing before the Committee on B Amending the Securities Exchange Act of to permit members of national securities exchanges to effec.Securities Act repealed, on 1 Decemberby section 4(1)(a) of the Financial Markets (Repeals and Amendments) Act ( No 70).

Note Changes authorised by subpart 2 of Part 2 of the Legislation Act have been made in this official reprint.

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